Job Description (JD)
| Nama Program | Pelaksanaan Pematuhan Perbankan (Dalaman) [K641-002-3:2018] |
|---|---|
| Kod CU | K641-002-3:2018-C01 |
| Competency | Core |
| Tajuk CU | COMPLIANCE ADVISORY |
| Penerangan CU | Compliance Advisory is the process to determine, evaluate the compliance situation and provide advice to the stakeholders on the product/services provided to ensure such products / services have met the regulatory requirements. The person who is competent in this CU shall be able to assess stakeholder’s proposal, provide product / services recommendation for sign off, advise compliance situation or crisis, liaise with regulators and law enforcement agencies; and organise meetings with stakeholders. |
| Tempoh Latihan | 350 |
| Objektif Pembelajaran | The outcome of this competency unit is able to provide advice to the stakeholders on the product/services provided to ensure such products / services have met the regulatory. Upon completion of this competency unit, trainees shall be able to: 1. Identify regulator’s requirements 2. Provide product / services recommendation for sign off 3. Advise potential non-compliance incidence(s) 4. Liaise with regulators and law enforcement agencies 5. Organise meetings with stakeholders |
| Pra-Syarat | 0 |